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Course Highlights
Maritime RCA / Incident Investigation
Day One - 8:00 a.m. to 5:00 p.m.
Basics of Incidents and Investigations
Three principles for achieving operations excellence
Root cause/management system approach to RCA
Goals of incident investigation/RCA
Terminology: Performance gaps (causal factors), root cause, management system, safeguard
Workshop: Identifying performance gaps (causal factors) and root causes
Overall incident investigation management system and overview of the course
Analyzing Data
Fault tree analysis
Workshop: Developing simplified fault trees
Causal factor charting
Workshop: Developing causal factor charts
Identifying Root Causes
What is a root cause?
Procedure for identifying root causes
The Root Cause Map™
Workshop: Identifying root causes
Developing Recommendations
Key recommendation concepts
Four levels of recommendations
Recommendation hierarchy
Day Two - 8:00 a.m. to 5:00 p.m.
Completing the Investigation
Writing investigation reports
Resolving recommendations
Evaluating the investigation process
Initiating Investigations
Securing the scene
Beginning the investigation
Incident classification
Incident management tasks
Investigation teams
Gathering resources
Gathering Data
Five types of data: people, physical, paper, electronic, and position
Fragility of data
Workshop: Identifying data needs
Selecting Problems for Analysis
Near-miss and accident investigations
Determining which incidents to analyze
Workshop: Classifying incidents
Results Trending and Assessment
Overview of results trending and assessment
Investigation Programs
Overall program development
Common accident investigation/RCA program problems
SOURCE Toolkit
SOURCE™ Investigator's Toolkit - useful data collection forms
Pocket guide to investigation
Workshop: Simulated incident investigation
ISPS Code Ship Security Officer
Day One - 8:00am to 5:00pm
Introduction and Regulatory Requirements
• Historical Perspective and Current Maritime Threats
• International Requirements (i.e. the ISPS Code)
• USCG Guidance (NVIC 4-02, 9-02, 10-02 and 11-02)
• USCG Regulations
Risk Management Basis for Maritime Security
• Risk Concepts - Frequency and Consequence
• Threat, Vulnerability and Consequence
Security Assessments
• Threat, Vulnerability and Consequence Assessment
• Assessment Tools (Software and Checklists)
• On-Scene Security Assessments
• Assessment Documentation
Day Two - 8:00am to 5:00pm
Security Plans (Port, Port Facility, Company and Ship Plans)
• Plan Content and Format
• Security Measures by Security Level
Security Training
• Training for Company, Ship and Port Facility Security Officers
• Training for Other Personnel with Security Responsibility
• Security Awareness Training for Other Members of Ship Crews and Port Staffs
Security Training Topics (per Sections 13 and 18 of the ISPS Code, Part B)
• Security Administration
• Methods for Security Surveys and Inspections
• Ship and Port Facility Security Measures
• Instruction Techniques for Security Training
Day Three - 8:00am to 4:00pm
Security Training Topics (per Section 18 of the ISPS Code, Part B) (cont'd)
• Handling Sensitive Security-Related Information and Security-Related Communications
• Knowledge of Current Security Threats and Patterns
• Recognition and Detection of Weapons, Dangerous Substances and Devices
• Recognition of Characteristics and Behavioral Patterns of Persons Who Are Likely to Threaten Security
• Techniques Used to Circumvent Security Measures
Security Training Topics (per Section 18 of the ISPS Code, Part B)
• Security Equipment and Systems and Their Operational Limitations
• Methods of Physical Searches and Nonintrusive Inspections
• Security Drills and Exercises, Including Assessments
Security Program Implementation and Internal Audit Programs
Course Summary and Wrap-Up |
